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Enterprise risk

Corbière Wealth Partners Limited · Chief Risk Officer · 13 Jun 2026, 09:24

Risks tracked
12
across 10 categories
Above appetite
4
categories above limit
Indicators in red
2
of 8 monitored
Risks rising
5
residual exposure increasing

Current exposure and appetite

Category scores compared with board-set limits. The line marks each limit.

Regulatory & ComplianceAbove limit

Current 12 · limit 10 · scale 1–25

Financial CrimeAbove limit

Current 10 · limit 8 · scale 1–25

Technology & CyberAbove limit

Current 11 · limit 10 · scale 1–25

ConductWithin limit

Current 8 · limit 9 · scale 1–25

Third PartyAbove limit

Current 15 · limit 12 · scale 1–25

StrategicAt limit

Current 12 · limit 12 · scale 1–25

Read the six appetite statements
Regulatory & Compliance
Zero tolerance for material regulatory breach. Limited tolerance for remediation slippage beyond 30 days.
Financial Crime
Zero tolerance for systemic AML/CFT failure. No appetite for sanctions exposure.
Technology & Cyber
Cautious appetite. Recovery time objective ≤ 4h for client-facing systems.
Conduct
Zero tolerance for foreseeable harm to retail clients.
Third Party
Limited appetite for concentration above 25% of critical service in any single provider.
Strategic
Open appetite for measured growth within capital and conduct limits.
All appetite and tolerance →

Risks with rising exposure

Ordered by residual score, highest first.

  1. Third-party concentration in core custody platform

    R-002 · Third Party · owner COO

    Residual 15 · appetite 12 · increasing

  2. Regulatory change outpaces remediation capacity

    R-001 · Regulatory & Compliance · owner CCO

    Residual 12 · appetite 10 · increasing

  3. Investment performance below benchmark for 3 quarters

    R-006 · Strategic · owner CIO

    Residual 12 · appetite 12 · increasing

  4. AI model governance gap on customer-facing tools

    R-011 · Technology & Cyber · owner CISO

    Residual 11 · appetite 9 · increasing

  5. Climate transition risk on legacy portfolio

    R-007 · Climate & ESG · owner Head of Risk

    Residual 10 · appetite 12 · increasing

Open the risk register →

Indicators in red

Key risk indicators (KRIs) at or beyond their red threshold.

  • Critical vendor SLA breaches (rolling 90d)

    4 incidents · Red

    Red threshold ≥ 3 incidents · linked risk R-002

    Third-party concentration in core custody platform

  • Models in production without sign-off

    3 models · Red

    Red threshold ≥ 2 models · linked risk R-011

    AI model governance gap on customer-facing tools

All indicators →
All 12 risk records and their evidence counts

Recorded status is shown separately from the score comparison. These are sample records, not evidence of a live firm's risk position.

  • R-001 · Regulatory change outpaces remediation capacity

    Category
    Regulatory & Compliance
    Owner
    CCO
    Scores
    Inherent 20 · residual 12 · appetite 10
    Recorded status
    watch
    Trend
    Increasing
    Evidence counts
    8 controls · 47 linked obligations
    Last reviewed
    2026-05-28

  • R-002 · Third-party concentration in core custody platform

    Category
    Third Party
    Owner
    COO
    Scores
    Inherent 18 · residual 15 · appetite 12
    Recorded status
    breach
    Trend
    Increasing
    Evidence counts
    5 controls · 12 linked obligations
    Last reviewed
    2026-06-02

  • R-003 · Ransomware disrupts client onboarding

    Category
    Technology & Cyber
    Owner
    CISO
    Scores
    Inherent 22 · residual 9 · appetite 10
    Recorded status
    within
    Trend
    Stable
    Evidence counts
    14 controls · 18 linked obligations
    Last reviewed
    2026-06-10

  • R-004 · Loss of key MLRO talent in 12-month window

    Category
    People
    Owner
    Head of HR
    Scores
    Inherent 12 · residual 9 · appetite 9
    Recorded status
    within
    Trend
    Stable
    Evidence counts
    4 controls · 6 linked obligations
    Last reviewed
    2026-05-15

  • R-005 · Sanctions screening false-negative on PEP exposure

    Category
    Financial Crime
    Owner
    MLRO
    Scores
    Inherent 20 · residual 10 · appetite 8
    Recorded status
    watch
    Trend
    Decreasing
    Evidence counts
    11 controls · 23 linked obligations
    Last reviewed
    2026-06-08

  • R-006 · Investment performance below benchmark for 3 quarters

    Category
    Strategic
    Owner
    CIO
    Scores
    Inherent 15 · residual 12 · appetite 12
    Recorded status
    watch
    Trend
    Increasing
    Evidence counts
    6 controls · 2 linked obligations
    Last reviewed
    2026-05-30

  • R-007 · Climate transition risk on legacy portfolio

    Category
    Climate & ESG
    Owner
    Head of Risk
    Scores
    Inherent 12 · residual 10 · appetite 12
    Recorded status
    within
    Trend
    Increasing
    Evidence counts
    3 controls · 9 linked obligations
    Last reviewed
    2026-04-22

  • R-008 · Mis-selling complaints in private client segment

    Category
    Conduct
    Owner
    Head of Distribution
    Scores
    Inherent 15 · residual 8 · appetite 9
    Recorded status
    within
    Trend
    Decreasing
    Evidence counts
    7 controls · 14 linked obligations
    Last reviewed
    2026-06-01

  • R-009 · Liquidity stress under combined market & redemption scenario

    Category
    Financial
    Owner
    CFO
    Scores
    Inherent 16 · residual 10 · appetite 12
    Recorded status
    within
    Trend
    Stable
    Evidence counts
    6 controls · 8 linked obligations
    Last reviewed
    2026-06-05

  • R-010 · Operational error in NAV calculation

    Category
    Operational
    Owner
    Head of Operations
    Scores
    Inherent 16 · residual 9 · appetite 9
    Recorded status
    within
    Trend
    Stable
    Evidence counts
    9 controls · 5 linked obligations
    Last reviewed
    2026-05-20

  • R-011 · AI model governance gap on customer-facing tools

    Category
    Technology & Cyber
    Owner
    CISO
    Scores
    Inherent 14 · residual 11 · appetite 9
    Recorded status
    breach
    Trend
    Increasing
    Evidence counts
    3 controls · 11 linked obligations
    Last reviewed
    2026-06-09

  • R-012 · Cross-border data transfer post-regulation change

    Category
    Regulatory & Compliance
    Owner
    DPO
    Scores
    Inherent 14 · residual 10 · appetite 10
    Recorded status
    within
    Trend
    Stable
    Evidence counts
    5 controls · 17 linked obligations
    Last reviewed
    2026-05-26